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Academic Integrity Home Academic Integrity Forms
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Academic Integrity at Rutgers Interim Academic Integrity Policy 1 This interim academic integrity policy was approved by the Rutgers University Senate for adoption for a period of two years. After the two-year period, the policy will cease to be in force unless reapproved by the Senate for an additional period. Effective September 2, 2008
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Academic Integrity The University administration is responsible for making academic integrity an institutional priority and for providing students and faculty with effective educational programs and support services to help them fully understand and address issues of academic integrity. The administration is also responsible for working with other members of the academic community to establish equitable and effective procedures to deal with violations of academic integrity. The faculty shares the responsibility for educating students about the importance and principles of academic integrity. Individual faculty members 2 For purposes of the Academic Integrity Policy, the term faculty member includes not only tenured, tenure-track, and nontenure-track faculty members, but also part-time lecturers, TAs, staff members, and administrators who are serving as the instructor of record in a course; i.e., the instructor responsible for assigning final course grades. are also responsible for informing students of the particular expectations regarding academic integrity within individual courses, including permissible limits of student collaboration and, where relevant, acceptable citation format. Finally, all members of the faculty should report all violations of academic integrity they encounter. Students are responsible for understanding the principles of academic integrity fully and abiding by them in all their work at the University. Students are also encouraged to report alleged violations of academic integrity to the faculty member teaching the course in which the violation is alleged to have occurred. II Violations of Academic Integrity Various ways in which academic integrity can be violated are described below. The comments and examples within each section provide explanations and illustrative material, but do not exhaust the scope of possible violations. For context and specific details, the University Code of Student Conduct as well as the Office of Student Conduct website should be consulted. A. Cheating Cheating is the use of impermissible and/or unacknowledged materials, information, or study aids in any academic activity. Using books, notes, calculators, conversations with others, etc. when their use is restricted or forbidden, constitutes cheating. Similarly, students may not request others (including commercial term paper companies) to conduct research or prepare any work for them. Students may not submit identical work, or portions thereof, for credit or honors more than once without prior approval of the instructor to whom the work is being submitted for the second or subsequent time. B. Fabrication Fabrication is the falsification or invention of any information or citation in an academic work. "Invented" information may not be used in any laboratory report or other academic work without authorization from the instructor. It is improper, for example, to analyze one sample in an experiment and "invent" data based on that single experiment for several more required analyses. Students must also acknowledge the actual source from which cited information was obtained. A student should not, for example, reproduce a quotation from a book review and claim that the quotation was obtained from the book itself. C. Plagiarism Plagiarism is the representation of the words or ideas of another as one's own in any academic work. To avoid plagiarism, every direct quotation must be identified by quotation marks, or by appropriate indentation, and must be cited properly according to the accepted format for the particular discipline. Acknowledgment is also required when material from any source is paraphrased or summarized in whole or in part in one's own words. To acknowledge a paraphrase properly, one might state: to paraphrase Plato's comment... and conclude with a footnote or appropriate citation to identify the exact reference. A footnote acknowledging only a directly quoted statement does not suffice to notify the reader of any preceding or succeeding paraphrased material. Information that is common knowledge, such as names of leaders of prominent nations, basic scientific laws, etc, need not be cited; however, the sources of all facts or information obtained in reading or research that are not common knowledge among students in the course must be acknowledged. In addition to materials specifically cited in the text, other materials that contribute to one's general understanding of the subject may be acknowledged in the bibliography. Sometimes, plagiarism can be a subtle issue. Students should be encouraged to discuss any questions about what constitutes plagiarism with the faculty member teaching the course. E.
Facilitating Violations of Academic Integrity III Academic Integrity Violations and Sanctions A. Levels of Violations and Recommended Sanctions The recommended sanctions at each level are not binding, but are intended as general guidelines for the academic community. Moreover, due to mitigating circumstances, a recommended sanction is not always imposed, even when a student is found responsible for a given violation. Culpability may be assessed and sanctions imposed differentially for those with more or with less experience as members of the academic community. Therefore, violations of academic integrity by graduate and professional students 3 In this policy, the term graduate and professional students refers to post-baccalaureate students pursuing Masters or Doctoral degrees of any type, as well as Law students. The term does not refer to students in the undergraduate phase of a joint undergraduate-graduate degree program. will normally be penalized more severely than violations by first-year undergraduate students. Examples are cited below for each level of violation. These examples are meant to be illustrations and should not be considered all inclusive.
Sanctions for Level One violations ordinarily include one or more of the following, although this list is not all inclusive:
Level
Two Violations
Sanctions for Level Two violations ordinarily include one or more of the following, although this list is not all inclusive:
Level
Three Violations
The sanction for Level Three violations ordinarily is an F for the course and suspension for one or more semesters, depending on the seriousness of the violation.
The sanction for Level Four violations ordinarily is permanent expulsion from the University with a permanent notation of disciplinary expulsion on the student’s Rutgers transcript. Repeat Offenses A student who commits a violation of academic integrity not only faces university censure and sanctions but also runs a serious risk of harming his or her future educational and employment opportunities. The notation of a specific sanction placed on the student's transcript remains for the term of the sanction. In all closed cases in which a grade of "F" is assigned for disciplinary reasons, the "F" shall remain on the student's transcript and be included in the GPA, even if the student retakes the course and achieves a passing grade. Moreover, prospective employers and other educational institutions frequently use recommendation forms that ask for judgment and comment on an individual's moral or ethical behavior. Since such forms are sent with the permission of the student, who thereby waives any right he or she may have under the Family Educational Rights and Privacy Act to keep disciplinary sanctions confidential, University faculty and administrators with knowledge of academic integrity violations are ethically bound to report such violations.
Academic Integrity Facilitators (AIFs) shall ordinarily be academic staff or faculty members. The AIFs shall help to educate students and faculty concerning academic integrity, shall advise faculty concerning academic integrity policies and procedures, and shall investigate and adjudicate allegations of nonseparable violations of academic integrity that faculty members do not wish to handle themselves. The AIF may also carry out the preliminary review of cases of alleged separable violations of the Academic Integrity Policy, as described in the University Code of Student Conduct. The work of the AIFs shall be overseen by the CAIDs to make sure that the Academic Integrity Policy is implemented consistently and fairly across all the University’s schools and colleges. The Office of Student Conduct handles cases of alleged separable violations of academic integrity under the University Code of Student Conduct. In addition, the Office of Student Conduct helps to educate students and faculty about academic integrity and provides training for the AIFs, together with the CAO or CAIDs. As explained more fully below, faculty members have the option of handling allegations of nonseparable violations of the Academic Integrity Policy under the guidelines provided in the Policy. V Adjudicating Alleged Violations of Academic Integrity Since all violations of academic integrity by a graduate or professional student are potentially separable under the Academic Integrity Policy, faculty members should not adjudicate alleged academic integrity violations by graduate and professional students, but should refer such allegations to the appropriate AIF or to the Office of Student Conduct. The faculty member may recommend a sanction should the student be found responsible for the violation; this recommendation shall be given serious consideration. As required by the University Records Management Policy, all judicial units must maintain judicial records, including records of academic integrity violations, in the Office of Student Conduct. Expulsion files are considered active permanently and shall be retained indefinitely. All other files are considered active until the student graduates and shall be retained for ten years after adjudication of the violation. A. Adjudication of Alleged Nonseparable Violations Members of the university community other than faculty members should ordinarily report evidence of nonseparable violations of academic integrity to the instructor of record in the given course, to the Chair of the department offering the course, or to the AIF of the school or college to which the department belongs. The faculty member shall meet with the student6 If the student does not respond to the allegation within the prescribed time limit or chooses not to meet with the faculty member, the faculty member shall reach a decision regarding responsibility based on all available evidence, including any written response from the student. , review all available evidence, interview any material witnesses, and make a decision regarding the allegation. The faculty member shall then take one of the following actions: 1. If the faculty member determines that the student has not violated the Academic Integrity Policy, the faculty member shall notify the student in writing, by e-mail or hand delivery, within ten working days after meeting with the student. The matter shall then be closed. 2. If the faculty member determines that the student has committed a nonseparable violation of academic integrity, the faculty member shall notify the student in writing of this determination and of the recommended sanction, using a standard letter provided to all faculty members. The letter shall also notify the student of the opportunity to file a written appeal of either or both the finding of responsibility and the sanction to the Academic Integrity Review Committee (see below) within ten working days of the date of the notice to the student. This notification shall be provided to the student, by e-mail or in person, by the faculty member within ten working days after the meeting with the student. If the student accepts responsibility for the violation and agrees to the recommended sanction, the faculty member shall impose the sanction and shall report the disposition of the case to the Office of Student Conduct. If the student does not accept responsibility and the recommended sanction but fails to appeal to the Academic Integrity Review Committee within ten (10) working days of the date of notice to the student, the faculty member’s determination shall be final. The recommended sanction shall be imposed and the disposition of the matter shall be reported to the Office of Student Conduct. If, upon receipt of the report from the faculty member, the Office of Student Conduct determines that the student has previously committed an academic integrity violation and the cumulative record is sufficiently serious, the case shall be treated as a separable offense under the procedures of the University Code of Student Conduct. If the cumulative record does not rise to the level of a separable violation, the Office of Student Conduct may add disciplinary warning or disciplinary probation to the academic sanction imposed by the faculty member. Faculty members may impose only educational sanctions for nonseparable violations, such as grade penalties for assignments or the course, make-up assignments of a more difficult nature, assignments pertaining to academic integrity, and required attendance at a noncredit workshop or seminar on academic integrity. Faculty members may also recommend to the Office of Student Conduct that the student be subject to disciplinary warning or probation. If the faculty member must submit a final course grade before the case is resolved, the student shall be given a temporary grade of Incomplete or TZ, which does not affect the student’s GPA, until the adjudication process is completed. The faculty member shall also notify the student respondent in writing, by e-mail or hand delivery, of the alleged violation and of the fact that the matter has been referred to the AIF for adjudication. This notification shall take place within ten working days of the time the faculty member identifies or is advised of the alleged nonseparable violation. Once the student has been notified of the allegation, the student may not drop the course or withdraw from school until the adjudication process is completed. Alleged violations of academic integrity may also be referred to an AIF for adjudication by a member of the University community who is not a faculty member as defined in this Policy. The procedure to be followed by the AIF in such instances shall be the same as that followed when the referring party is a faculty member with one exception. If the violation of academic integrity is alleged to have occurred in a Rutgers course, the AIF shall interview the instructor of record of the course at the outset of the investigation and shall notify the instructor of record of the outcome of the adjudication. When an AIF receives a report of an alleged nonseparable violation of academic integrity, the AIF shall notify the student respondent of the allegation by e-mail and request the student to respond to the allegation by meeting with the AIF. This notification shall take place within five working days of receipt of the report of the allegation. The student shall then have 10 working days from the time of notification to respond. The AIF shall review the evidence submitted and interview the referring party and any material witnesses. The AIF shall meet with the student 7 If the student does not respond to the allegation within the prescribed time limit or chooses not to meet with the AIF, the AIF shall reach a decision regarding responsibility based on all available evidence, including any written response from the student. and shall then determine whether a violation of academic integrity has occurred and, if so, at what level. If the AIF determines that the student has not violated the Academic Integrity Policy, the AIF shall notify the student and the referring party in writing and the matter shall be closed. If the AIF determines that the student has committed a nonseparable violation of academic integrity, the AIF shall check with the Office of Student Conduct to determine if the student has previously committed a violation of academic integrity. If there has been a previous violation and the cumulative record is sufficiently serious, the case shall be treated as a separable offense under the procedures of the University Code of Student Conduct. Otherwise, the AIF shall recommend an appropriate sanction and notify the student and the referring party of the decision and recommended sanction in writing, using a standard letter. The letter shall also notify the student of the opportunity to file a written appeal of either or both the finding of responsibility and the sanction to the Academic Integrity Review Committee (see below) within ten working days of the date of the notice to the student. This written notification shall be provided to the student by e-mail within 15 working days after the AIF’s meeting with the student. If the student accepts responsibility and agrees to the sanction, the AIF shall impose the sanction and report the disposition of the case to the Office of Student Conduct. If the student does not accept responsibility and agree to the sanction, but fails to appeal to the Academic Integrity Review Committee within ten (10) working days of the date of the notice to the student, the AIF’s determination shall be final. The recommended sanction shall be imposed and the disposition of the case reported to the Office of Student Conduct. If the instructor of record in the course must submit a final course grade before the case is resolved, the student respondent shall be given a temporary grade of Incomplete or TZ, which does not affect the student’s GPA, until the adjudication process is completed. AIRC reviews shall be conducted by a four-person panel consisting of one faculty member from the AIRC, two student members from the AIRC, and a nonvoting staff member from the AIRC called the staff investigator8 When the student respondent requesting review is a graduate or professional student, at least one student member of the AIRC panel should be a graduate or professional student from the respondent’s school.. Prior to the AIRC review, the staff investigator shall gather information pertaining to the allegation as necessary to permit the AIRC panel to make an informed decision. The panel shall review the appeal on the basis of the written information presented through the staff investigator and shall not take direct testimony. Voting members of a panel may not abstain and simple majority vote shall determine the outcome on all matters before the panel. The decision of an AIRC panel on an appeal of a finding of responsibility shall be final. The decision of a panel on an appeal of a sanction shall constitute a recommendation to the appropriate CAO or CAID, whose decision regarding sanction in cases of nonseparable violations shall be final. The AIRC panel shall change the finding of responsibility only if it finds that the decision of the faculty member or AIF is inconsistent with the evidence or if new significant and material evidence is presented to the AIRC. The panel shall recommend changing the sanction recommended by the faculty member or AIF only if the faculty member’s or AIF’s recommended sanction falls well outside the range of sanctions ordinarily imposed for similar offenses. The investigation by the staff investigator shall ordinarily include meeting with the faculty member or AIF who adjudicated the case and with the student respondent, as well as a review of other relevant information. When the staff investigator has concluded the fact-finding process, he or she shall prepare a preliminary written report that shall be shared with the faculty member or AIF and the student respondent. The fact-finding shall be completed and the preliminary report provided within 15 working days of the receipt of the student’s appeal. The faculty member or AIF and the student respondent may submit written responses to the preliminary report within five working days of its receipt. The staff investigator shall consider the responses received and then submit a final report to the voting members of the AIRC panel within five working days. Any written responses to the preliminary report shall also be provided to the panel. The AIRC panel shall meet to consider an appeal within ten working days of receipt of the final report of the staff investigator. If the panel needs more information in order to reach a decision, the staff investigator shall continue fact-finding and a decision shall be deferred for up to ten working days. When it makes a decision the AIRC shall notify the faculty member or AIF and the student respondent within five working days. If the panel does not overturn the finding of responsibility, it will transmit its recommendation concerning sanction to the CAO or CAID. The CAO or CAID shall make the final decision regarding sanction, impose the sanction, and report the disposition of the case to the Office of Student Conduct. Time Limits B. Adjudication of Alleged Separable Offenses The procedures for handling allegations of separable academic integrity violations are the same as the procedures for handling allegations of other types of student conduct falling within the separable category with the following exceptions: 1. The administrator responsible for making the decision with regard to the sanction10 The decision of the CAO or CAID with regard to sanction may be appealed to the Appeals Committee on the campus where the respondent is registered and ultimately to the President of the University. to be imposed when the respondent has been found responsible for a separable academic integrity violation shall be either the CAO or one of the CAIDs to whom the CAO delegates this responsibility. For violations by New Brunswick undergraduates, the CAID shall be the Vice President for Undergraduate Education. For violations by New Brunswick graduate and professional students, the CAID shall be the Vice President for Research and Graduate and Professional Education. The Chancellor shall select the appropriate CAIDs for all students in Newark and Camden. 2. When an alleged separable academic integrity violation is referred to an Academic Integrity Facilitator, the AIF may carry out the preliminary review, as described in the University Code of Student Conduct. If the student respondent admits responsibility for the violation or does not contest the charge, the AIF may recommend an appropriate sanction to the CAO or CAID. Acknowledgments This interim academic integrity policy is designed to make a number of improvements to the way in which violations of academic integrity are adjudicated and reported, particularly nonseparable violations, for which temporary or permanent separation from the University is not a possible sanction. It largely leaves unchanged the procedures for handling separable violations of academic integrity under the University Code of Student Conduct. The interim policy has been approved for a period of two years, during which time a new and more comprehensive “permanent” academic integrity policy will be developed with extensive input from students, faculty, staff, and administrators. Two of the major new provisions of this policy, the provision for faculty adjudication of alleged nonseparable violations of academic integrity and the provision of an Academic Integrity Review Committee to consider appeals from students found responsible for such violations, were taken from the draft academic integrity policy proposed by the McCabe Committee, with minor modifications by the AIWG and ASRAC. Parts of this document were taken nearly verbatim from the McCabe Committee proposal. As was acknowledged by the McCabe Committee, the new procedures for handling nonseparable academic integrity violations are based on elements of the academic integrity policies of Pennsylvania State University and the University of Maryland at College Park. The guidance obtained from those policies is gratefully acknowledged. Footnotes: 2. For purposes of the Academic Integrity Policy, the term faculty member includes not only tenured, tenure-track, and nontenure-track faculty members, but also part-time lecturers, TAs, staff members, and administrators who are serving as the instructor of record in a course; i.e., the instructor responsible for assigning final course grades. 3. In this policy, the term graduate and professional students refers to post-baccalaureate students pursuing Masters or Doctoral degrees of any type, as well as Law students. The term does not refer to students in the undergraduate phase of a joint undergraduate-graduate degree program. 4. The respondent is the student who is alleged to have committed a violation of the Academic Integrity Policy. 5. A working day is a day in which Rutgers offices are open for business. 6. If the student does not respond to the allegation within the prescribed time limit or chooses not to meet with the faculty member, the faculty member shall reach a decision regarding responsibility based on all available evidence, including any written response from the student. 7. If the student does not respond to the allegation within the prescribed time limit or chooses not to meet with the AIF, the AIF shall reach a decision regarding responsibility based on all available evidence, including any written response from the student. 8. When the student respondent requesting review is a graduate or professional student, at least one student member of the AIRC panel should be a graduate or professional student from the respondent’s school. 9. The faculty member must refer the alleged violation for adjudication as a separable offense even if he or she recommends that the student not be suspended or expelled if found responsible for the violation. 10. The decision of the CAO or CAID with regard to sanction may be appealed to the Appeals Committee on the campus where the respondent is registered and ultimately to the President of the University.
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